Hi Legalfalcon
I am applying under two separate NOC's 2171 and 1114. For the NOC 1114 , these are the Roles and Responsibilities I have mentioned . In your opinion do you think these satisfy the NOC requirement
1) Review customer needs and asset allocation , engage with customers to validate the understanding of the needs
2) Advise customers on enriching relationship by mobilizing additional funds and selling fee based products based on current and future customer needs
3)Review product penetration for assigned client base , identify clients who can be sold tailored products
4) Ensure coverage of all relationships through customer engagements, risk profiling and financial planning
5) Acquisition of new customers through referrals
6) Provide complete and comprehensive information on products services pro actively to the customer and ensure best in class service
The NOC 1114 states
- Financial planners develop personal financial plans for clients covering cash management, finances, insurance coverage, investments, retirement and estate planning, taxes and legal matters; analyze clients' financial records, set goals and develop a financial strategy; advise clients on implementing the financial plan to help them achieve their goals; may also arrange for the purchase and sale of financial products and investments depending on the licence held, and monitor the portfolio to ensure its quality and profitability; and help to expand business and attract new clients.
- Financial examiners and inspectors review and examine banks, trust companies, credit unions, caisses populaires, credit companies, real estate companies, insurance companies, pension funds, securities brokers and other financial services and institutions to ensure compliance with governing legislation and regulations.
- Financial investigators investigate possible unethical conduct or breaches of securities or commodity futures laws by persons or companies that trade in securities and commodity futures or that provide related financial services.
- Financial underwriters underwrite new issues of stocks and bonds, negotiate with corporations and governments to determine the type and terms of new securities issued and prepare offering prospectuses.
- Trust officers administer estate, personal, charitable, corporate and other types of trusts, direct trust account investments, receive and record investment income and disburse trust funds.
- Mortgage brokers meet with clients to obtain information about income, liabilities and assets, and type, price and condition of property to be mortgaged, and negotiate mortgage loans with lenders or lending institutions on behalf of clients.
I think I am covering the financial planner aspect . Can you please advise if I need to modify