1114 - Other financial officers
This unit group includes professional occupations in finance not elsewhere classified such as financial planners, financial examiners and inspectors, financial investigators, financial underwriters, mortgage brokers and trust officers. They are employed by banks, trust companies, investment firms and governments, or they may be self-employed.
Illustrative example(s)
account manager
credit adjudicator
credit unions examiner
estate and trust administrator
financial investigator
financial planner
financial underwriter
inspector, financial institutions
mortgage broker
trust officer
All examples
Exclusion(s)
Economic development officers (See 4163 Business development officers and marketing researchers and consultants)
Economists (See 4162 Economists and economic policy researchers and analysts)
Financial and investment analysts (1112)
Managers in financial and business services (012)
Securities agents, investment dealers and brokers (1113)
Main duties
The following is a summary of main duties for some occupations in this unit group:
Financial planners develop personal financial plans for clients covering cash management, finances, insurance coverage, investments, retirement and estate planning, taxes and legal matters; analyze clients' financial records, set goals and develop a financial strategy; advise clients on implementing the financial plan to help them achieve their goals; may also arrange for the purchase and sale of financial products and investments depending on the licence held, and monitor the portfolio to ensure its quality and profitability; and help to expand business and attract new clients
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