Hello All,
I had worked for an Investment Banking in Anti Money Laundering (AML) and Anti Terrorist Financing (ATF) department as a 'Senior Analyst'. However, I am not able to find the appropriate NOC code for this position. However, below are my duties and responsibilities. Could anybody assist me to find the correct NOC code?
Accountabilities
I had worked for an Investment Banking in Anti Money Laundering (AML) and Anti Terrorist Financing (ATF) department as a 'Senior Analyst'. However, I am not able to find the appropriate NOC code for this position. However, below are my duties and responsibilities. Could anybody assist me to find the correct NOC code?
Accountabilities
- Contributes to the overall success of the Global Financial Intelligence Unit by ensuring specific individual goals, plans, initiatives are executed/delivered in support of the team’s business strategies and objectives. Ensures all activities conducted are in compliance with governing regulations, internal policies, and procedures.
- Champions a customer-focused culture to deepen client relationships and leverage broader Bank relationships, systems, and knowledge.
- Investigate and assess the risk of alerts identified by the Bank’s anti-money laundering risk assessment tools, including but not limited to UTRs. Maintain proper records and audit trail of investigation activity and disposition actions for all alerts.
- Review of all customer’s activities alerts for the assigned business unit, investigate and report any violations of compliance or regulatory standards to the authorized officer or regulator.
- Provide guidance to Canadian and International line managers and compliance officers on internal appropriate remediation action for high-risk accounts.
- Support business line partners and risk stakeholder groups (including Corporate Security, and Shared Services) in the assessment and resolution of cases initiated by those groups.
- Prepare case reports or risk assessment worksheets for AML/ATF Operations management review describing the suspected AML typology, the scope of the investigation, risk assessment, and recommended remediation actions.
- Understand how the Bank’s risk appetite and risk culture should be considered in day-to-day activities and decisions.
- Actively pursues effective and efficient operations of his/her respective areas, while ensuring the adequacy, adherence to and effectiveness of day-to-day business controls to meet obligations with respect to operational risk, regulatory compliance risk, AML/ATF risk and conduct risk, including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML/ATF Global Handbook and the Guidelines for Business Conduct.
- Champions a high-performance environment and implements a people strategy that attracts, retains, develops and motivates their team by fostering an inclusive work environment; communicating vision/values/business strategy and managing succession and development planning for the team.
