What NOC you guys would suggest me on the basis of below mentioned job duties:
Assistant Manager - Risk Management & Compliance (Jan’13 to Jul’15)
Conducted Operational Risk Management & Compliance surveys of all functional departments.
Developed and strengthened company’s Compliance Framework with respect to Code of Corporate Governance (CCG), Companies Ordinance (CO), The Non-Banking Finance Companies (NBFC) & Notified Entities (NE) Rules & Regulations, Voluntary Pension Scheme (VPS) Rules and Securities & Exchange Commission of Pakistan (SECP) circulars.
Identified issues resulting from Risk & Compliance checks; made recommendations for appropriate actions and documented risk & compliance procedures.
Conducted quarterly Operational Risk Management Committee meetings.
Assisted Investment Committee on investments & compliance issues.
Reviewed quarterly Global Investment Performance Standards (GIPS) reports.
Implemented Foreign Account Tax Compliance Act (FATCA).
Analyst Risk Management & Compliance (May’11 to Dec’12)
Established Risk Management department and functioned alongside Investment department.
Conducted analytical & statistical analysis to evaluate Market, Credit & Liquid risks for mutual and pension funds on monthly basis. Presented Risk Scorecards to Risk Management Committee on fortnightly basis.
Led Risk Management Committee Meetings.
Analyzed and monitored mutual fund’s risk in line with Investment Mandates of the respective funds and reported daily to Chief Investment Officer (CIO) and Fund Managers.
Presented historical Unit Holding Pattern (Investor Folio Distribution) to CEO & lead management on quarterly basis in Operational Risk Management Committee meetings.
Developed and implemented Investment Compliance Software (Compliance Module); coordinated among different departments (Fund Management, Investment Research, Accounts & Finance, IT) and software vendor.
Thanks in advance.