Hi Claire.. Can you confirm which NOC u used.. Am having the same profile but confused with NOC.to be used.. Work on corporate actions.. Equity.. Debt mkt instruments.fron the operations prospective nt advisory
Investment Banking Back Office Analyst NOC Code
- Thread starter nimisha1894
- Start date
Hello Claire,
I have just received my ECA from IQAS and need to research on NOC code as i have experience in corporate action operation. I am just guessing it should be 1114 or 1112. If someone can advise me it would be gretful for me.
I have just received my ECA from IQAS and need to research on NOC code as i have experience in corporate action operation. I am just guessing it should be 1114 or 1112. If someone can advise me it would be gretful for me.
Hello Jaggs02,
I think we should go through 1114 or 1112 both looks matching but 1112 looks more front office related. Whats your thought.
I think we should go through 1114 or 1112 both looks matching but 1112 looks more front office related. Whats your thought.
Hi All,
I have worked with Financial institution and Investment banks in Reconciliations, FX and dealing. I am struggling to find appropriate NOC code. Could anyone please help me? I am not sure if code 0122 goes well with my responsibilities.
Role and responsibilities: (4 years exp)
Dealing :
1. Trade processing - Subscriptions, redemptions , Switches and transfers after appropriate AML checks
Reconciliations:
1. Responsible for cash, stock and Trade reconciliation across different accounts and different set of products
2. Conduct reconciliation and integrity checks
3. Liaising with counterparties across regions
4. Interaction with business analysis group and technology in testing and delivering of new reconciliations
5. Daily swift monitoring
FX:
1. I was working as an intermediary between the front/middle office and counterpaty
2. Trades which do not get settled at value date Either due to Being unconfirmed with the client or those that have discrepancies till value date
appear as post settlement breaks, for which I was liasing with the counterparty and our MO for getting them resolved
3. I was working on client money segregation and Bistro FOBO reconciliation
4. On swift reconciliation application, I reconcile the Incoming and Outgoing confirmations
5. I had to investigate all missing and unmatched MT300 confirmations, liasing with the counterparty and our FO and MO to resolve discrepancy
6. I had to investigate all unmatched/ alleged trades on CLS.
I have worked with Financial institution and Investment banks in Reconciliations, FX and dealing. I am struggling to find appropriate NOC code. Could anyone please help me? I am not sure if code 0122 goes well with my responsibilities.
Role and responsibilities: (4 years exp)
Dealing :
1. Trade processing - Subscriptions, redemptions , Switches and transfers after appropriate AML checks
Reconciliations:
1. Responsible for cash, stock and Trade reconciliation across different accounts and different set of products
2. Conduct reconciliation and integrity checks
3. Liaising with counterparties across regions
4. Interaction with business analysis group and technology in testing and delivering of new reconciliations
5. Daily swift monitoring
FX:
1. I was working as an intermediary between the front/middle office and counterpaty
2. Trades which do not get settled at value date Either due to Being unconfirmed with the client or those that have discrepancies till value date
appear as post settlement breaks, for which I was liasing with the counterparty and our MO for getting them resolved
3. I was working on client money segregation and Bistro FOBO reconciliation
4. On swift reconciliation application, I reconcile the Incoming and Outgoing confirmations
5. I had to investigate all missing and unmatched MT300 confirmations, liasing with the counterparty and our FO and MO to resolve discrepancy
6. I had to investigate all unmatched/ alleged trades on CLS.
Which NOC you used for Back Office Operations finally ?Thank you so much! I really appreciate it.
Good luck to you
Hello Guys,
i think best suitable matching code would be 1112 because 1112 does not have only front office role it has investment analyst roles as well
and combing few of them will make ur consolidated roles and responsibilities.
@Kirtii and Ravi Singh can you please share ur email ids i need some assistance on like how to write corresponding roles and ask employer to
provide the same on company letter head?
i would really appreciate your help!
please write me mail at Scharanjit250@gmail.com
i think best suitable matching code would be 1112 because 1112 does not have only front office role it has investment analyst roles as well
and combing few of them will make ur consolidated roles and responsibilities.
@Kirtii and Ravi Singh can you please share ur email ids i need some assistance on like how to write corresponding roles and ask employer to
provide the same on company letter head?
i would really appreciate your help!
please write me mail at Scharanjit250@gmail.com
Hi all,
Need your help.Requesting you to please check my job description below and advise which NOC under this comes and matches the most
As I am currently working under derivatives team for fund accounting and it is back operations.
I am not finding any suitable NOC code.
please kindly assist on the same, it would be of great help so I can go forward with my application process
Designation is Senior Portfolio Associate under fund accounting.
Duties and responsibilities:
• Carrying out complex and sensitive Derivatives trade processing, accounting and analysis in accordance with established procedures and client expectations.
• Account Buy, sell and other transactions for Exchange Traded Derivatives securities (Futures and Options), on behalf of the clients and maintain accounting records on the basis of the instructions received from Brokers, Investment Managers etc.
•Quality control – carry out audit tasks on a consistent basis and proactively implement and follow control measures to ensure top class client deliverables
• Collaborate across various stakeholders such as Investment Managers, Brokers, Clients and relationship managers to manage and answer complex client queries
• As a subject matter expert coach and assist lesser experienced team members and assist with troubleshooting issues encountered as part of the daily business deliverables
• Partner with IT teams and management to assist in transforming workflows and improving efficiency.
Thanks,
Regards,
Swathi
Need your help.Requesting you to please check my job description below and advise which NOC under this comes and matches the most
As I am currently working under derivatives team for fund accounting and it is back operations.
I am not finding any suitable NOC code.
please kindly assist on the same, it would be of great help so I can go forward with my application process
Designation is Senior Portfolio Associate under fund accounting.
Duties and responsibilities:
• Carrying out complex and sensitive Derivatives trade processing, accounting and analysis in accordance with established procedures and client expectations.
• Account Buy, sell and other transactions for Exchange Traded Derivatives securities (Futures and Options), on behalf of the clients and maintain accounting records on the basis of the instructions received from Brokers, Investment Managers etc.
•Quality control – carry out audit tasks on a consistent basis and proactively implement and follow control measures to ensure top class client deliverables
• Collaborate across various stakeholders such as Investment Managers, Brokers, Clients and relationship managers to manage and answer complex client queries
• As a subject matter expert coach and assist lesser experienced team members and assist with troubleshooting issues encountered as part of the daily business deliverables
• Partner with IT teams and management to assist in transforming workflows and improving efficiency.
Thanks,
Regards,
Swathi
Hi all, i am having the exact same issue here with NOC code. I am currently working from investment bank front office, covering debt and equity underwrite. Seems like NOC 1114 fits more for me cuz one of the bullets "Financial underwriters underwrite new issues of stocks and bonds, negotiate with corporations and governments to determine the type and terms of new securities issued and prepare offering prospectuses" matches my main responsibility.
However, based on what you guys said, NOC 1112 fits more for front office and looking at NOC 1112, some of the key words like "CFA", "MBA" also match my experience. Which NOC would you recommend me to go with? Thank you so much.
However, based on what you guys said, NOC 1112 fits more for front office and looking at NOC 1112, some of the key words like "CFA", "MBA" also match my experience. Which NOC would you recommend me to go with? Thank you so much.
Hi! I work in an IB- Back Office too. May I know what NOC code did you end up using? Did it work?