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NOC For regulatory compliance officer in a bank

Koso!

Newbie
Jun 23, 2019
2
0
Please I don't know which NOC to choose. My job title is Regulatory Compliance Officer in a bank.
My job description is as follows:
· Ensure the organization adheres to governmental regulations and laws.
· Checking of various websites of regulators for publications/circulars that impact the Bank's business.
· Review and extraction of the key points and highlights that impact the Bank's business stated in a circular and subsequent capture in the Bank's rule book.
Communicate the captured information in the rule book format to the unit in the Bank affected by this regulatory release.
· To work with Corporate Communications on Compliance issues that require broadcast both internally and externally.
· To communicate emerging trends in money laundering and terrorist financing as well as other compliance issues to all staff members through training.
· To identify, document and assess/evaluate the compliance risk associated with new products or new relationships (membership of New Product Committee).
· Review the Bank's Ethical Principles and Code of Conduct and ensure its entrenchment in all the operations of the Bank.
· To update the Bank's rule book.
· To prepare Compliance Risk Assessment plan/schedule for the year.

Please can someone advise me on the NOC to choose
 

Melody101

Newbie
Aug 29, 2020
4
0
Please I don't know which NOC to choose. My job title is Regulatory Compliance Officer in a bank.
My job description is as follows:
· Ensure the organization adheres to governmental regulations and laws.
· Checking of various websites of regulators for publications/circulars that impact the Bank's business.
· Review and extraction of the key points and highlights that impact the Bank's business stated in a circular and subsequent capture in the Bank's rule book.
Communicate the captured information in the rule book format to the unit in the Bank affected by this regulatory release.
· To work with Corporate Communications on Compliance issues that require broadcast both internally and externally.
· To communicate emerging trends in money laundering and terrorist financing as well as other compliance issues to all staff members through training.
· To identify, document and assess/evaluate the compliance risk associated with new products or new relationships (membership of New Product Committee).
· Review the Bank's Ethical Principles and Code of Conduct and ensure its entrenchment in all the operations of the Bank.
· To update the Bank's rule book.
· To prepare Compliance Risk Assessment plan/schedule for the year.

Please can someone advise me on the NOC to choose
Hi, seeing that you post is of last year, did you find out what NOC is applicable? Please help me as I am facing the same issue as a regulatory Compliance officer in the investment department of an insurance company