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NOC confusion please help!!

emily94

Full Member
Dec 31, 2017
20
1
Hello All,

Having had multiple confusions regarding the appropriate NOC, reaching out here for some assistance. Requesting you to please check my job description below and advise which NOC would this come under.

PROFILE IN GOLDMAN SACHS

Designation: Operations Analyst - Securities Division Operations

Working since: June 2014– June 2016

Company Profile: The Goldman Sachs Group, Inc. is a leading global investment banking, securities and investment management firm that provides a wide range of financial services to a substantial and diversified client base that includes corporations, financial institutions, governments and individuals.

Roles & Responsibilities:

· Work closely with global clients, who execute Fixed Income cash trades, regarding allocation of funds across portfolios

· Liaise with the Sales traders to share market updates/client feedback and also with European market agents to manage the risk around timely exchange of bonds/cash

· Primary point of contact for multiple teams across Operations in representing the firm to manage client Relationships

· Contribute to global projects as the nominated subject matter expert providing requirements to build strategic systems with a risk mindset

· Ensuring trade booking and confirmations are execute and matched

· Ensure no trade breaks in the reconciliation from upstream to downstream ledgers

· Ensure client allocations are booked out in a timely manner

· Following up with Securities desks and clients as appropriate to ensure timely resolution of issues

· Pre-matching/settlement handling for agent bank/self-clearing market flow.

· Liaising with external counterparties and internal middle office teams to ensure instructions are matching for settlements

· Fail investigation and resolution

· Inventory management, strategic alignment of firm-wide stock inventory to ensure timely settlement

· Managing ECM flow in the assistance of the Syndicate Execution desk
 

Iavv

Newbie
May 12, 2018
1
0
Hey Emily I also work in ops at GS. Could you post on what you ultimately used for NOC?